Scott Christopher Daily

Employer firm

Scd Capital, Inc. CRD 149353

$9.47M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers

Scd Capital, Inc.

Charlotte, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2009-03-04

NC RA
APPROVED

Since 2009-03-04

Branch Locations

Charlotte, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Scd Capital, Inc.	Charlotte	NC	01/2009	Present

01/2009 → Present

Scd Capital, Inc.

Charlotte, NC

Previous Registrations

2001-12-31 → 2004-02-27

Citigroup Global Markets Inc.

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-30
S63	Uniform Securities Agent State Law Examination	1989-06-21

S65 Uniform Investment Adviser Law Examination

2009-01-30
S63 Uniform Securities Agent State Law Examination

1989-06-21

View on SEC IAPD