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Scott Christopher Daily

Scd Capital, Inc.

Charlotte, NC

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Current Employers
Scd Capital, Inc.

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-03-04
  • NC RA
    APPROVED
    Since 2009-03-04

Branch Locations

Charlotte, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scd Capital, Inc. Charlotte NC 01/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-30
S63 Uniform Securities Agent State Law Examination 1989-06-21
  • S65 Uniform Investment Adviser Law Examination
    2009-01-30
  • S63 Uniform Securities Agent State Law Examination
    1989-06-21

View on SEC IAPD

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