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David Anthony Randall

LPl Financial LLC

Stoughton, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-12
MA RA APPROVED 2006-01-11
  • TX RA
    APPROVED_RES
    Since 2015-05-12
  • MA RA
    APPROVED
    Since 2006-01-11

Branch Locations

4 Cabot Place, Suite 7, Stoughton, MA 02072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Attleboro MA 01/1991 10/2018
Lpl Financial Llc Canton MA 07/1998 Present
  • 01/1991 → 10/2018
    Self Employed
    Attleboro, MA
  • 07/1998 → Present
    Canton, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31
Designations

View on SEC IAPD

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