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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| OK | RA | APPROVED | 1999-08-17 |
Branch Locations
2200 S Utica Place Suite 400, Tulsa, OK 74114 • United States
Broken Arrow, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Tulsa | OK | 06/1987 | Present |
| Mml Investors Services, Llc | Tulsa | OK | 04/1989 | Present |
(1) NAME: OND FINANCIAL SOLUTIONS INV REL: Y ADD: 2200 S UTICA PLACE, SUITE 400, TULSA, OK 74114 NATURE: INSURANCE SALES POSITION: OWNER START DATE: 1995 NO. HR/MO: 180 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: INDIVIDUAL LIFE AND PROPERTY/CASUALTY INSURANCE. (2) NAME: OND FINANCIAL SOLUTIONS INV REL: Y ADD: 2200 S UTICA PLACE, SUITE 400, TULSA, OK 74114 NATURE: POSITION: SALES/OWNER/AGENT START DATE:1995 NO. HR/MO: 180 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: OND FINANCIAL SOLUTIONS- BUSINESS OWNER 100%. (3) NAME: STEPHEN FRANK INV REL: Y ADD: 2200 S UTICA PLACE, SUITE 400, TULSA, OK 74114 NATURE: CONSULTING/LIFE SETTLEMENTS POSITION: ADVISOR START DATE: 5/22/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: WHEN APPROPRIATE, ASSIST CLIENTS IN SECURING AND PLACING LIFE SETTLEMENT OFFERS FOR THEIR EXISTING LIFE INSURANCE POLICIES. (4) NAME: CEDAR RIDGE COUNTRY CLUB INV REL: N ADD: 10302 S GARNETT RD, BROKER ARROW OK 7401221 NATURE: COUNTRY. I SERVE ON THE BOARD POSITION: SECRETARY START DATE: 01/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SET UP CLUB POLICY. OVERSEE CLUB OPERATION, ETC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-21 |
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