Christopher Thomas Liberty

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Albany, NY
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Albany, NY

Other Businesses

AUTHOR OF FLASH CRASH, NOT INV RELATED, TROY, NY, START 2015, 0 HOURS, DUTIES: WROTE PERSONAL ENTERTAINMENT BOOK. | AUTHOR; NOT INVESTMENT RELATED; TROY, NY; BONFIRE AT SQUASH LONG CREEK; START 6/1/2021; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0.| EMPIRE STATE UNIVERSITY, INV RELATED, SARATOGA SPRINGS, NY, ADJUNCT INSTRUCTOR, START 5/6/2024, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, TEACHING COURSE ON INVESTMENT MANAGEMENT.| EMPIRE STATE UNIVERSITY: INV RELATED: SARATOGA, NY; ADJUNCT INSTRUCTOR, START 1/13/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; TEACHING COURSE ON MICROECONOMICS.| EMPIRE STATE UNIVERSITY: INV RELATED: SARATOGA, NY; ADJUNCT INSTRUCTOR, START 1/13/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; TEACHING COURSE ON FINANCIAL RISK MANAGEMENT. | STARFALL; INV RELATED; NORTH CHARLESTON, SC; BOOK; AUTHOR; START 09/01/2025; 10 HOURS PER MONTH; 0 HOURS PER MONTH EMPIRE STATE UNIVERSITY; NOT INV RELATED; SARATOGA SPRINGS,NY; HIGHER EDUCATION; CORPORATE FINANCE - ADJUNCT PROFESSOR; START DATE: 01/05/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;| EMPIRE STATE UNIVERSITY - CORPORATE FINANCE - ADJUNCT PROFESSOR; NOT INV RELATED;SARATOGA,NY; HIGHER EDUCATION;Power of Attorney START DATE: 05/04/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-02-17

Other Names

• Christopher T Liberty