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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

4 Tower Pl Fl 9, Albany, NY 12203 • United States

Troy, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albany NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Albany NY 11/2016 Present
Other Businesses

AUTHOR OF FLASH CRASH, NOT INV RELATED, TROY, NY, START 2015, 0 HOURS, DUTIES: WROTE PERSONAL ENTERTAINMENT BOOK. | AUTHOR; NOT INVESTMENT RELATED; TROY, NY; BONFIRE AT SQUASH LONG CREEK; START 6/1/2021; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0.| EMPIRE STATE UNIVERSITY, INV RELATED, SARATOGA SPRINGS, NY, ADJUNCT INSTRUCTOR, START 5/6/2024, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, TEACHING COURSE ON INVESTMENT MANAGEMENT.| EMPIRE STATE UNIVERSITY: INV RELATED: SARATOGA, NY; ADJUNCT INSTRUCTOR, START 1/13/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; TEACHING COURSE ON MICROECONOMICS.| EMPIRE STATE UNIVERSITY: INV RELATED: SARATOGA, NY; ADJUNCT INSTRUCTOR, START 1/13/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; TEACHING COURSE ON FINANCIAL RISK MANAGEMENT. | STARFALL; INV RELATED; NORTH CHARLESTON, SC; BOOK; AUTHOR; START 09/01/2025; 10 HOURS PER MONTH; 0 HOURS PER MONTH EMPIRE STATE UNIVERSITY; NOT INV RELATED; SARATOGA SPRINGS,NY; HIGHER EDUCATION; CORPORATE FINANCE - ADJUNCT PROFESSOR; START DATE: 01/05/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;| EMPIRE STATE UNIVERSITY - CORPORATE FINANCE - ADJUNCT PROFESSOR; NOT INV RELATED;SARATOGA,NY; HIGHER EDUCATION;Power of Attorney START DATE: 05/04/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-17
  • S63 Uniform Securities Agent State Law Examination
    1995-02-17
Other Names
  • Christopher T Liberty

View on SEC IAPD

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