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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
4 Tower Pl Fl 9, Albany, NY 12203 • United States
Troy, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Albany | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albany | NY | 11/2016 | Present |
AUTHOR OF FLASH CRASH, NOT INV RELATED, TROY, NY, START 2015, 0 HOURS, DUTIES: WROTE PERSONAL ENTERTAINMENT BOOK. | AUTHOR; NOT INVESTMENT RELATED; TROY, NY; BONFIRE AT SQUASH LONG CREEK; START 6/1/2021; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0.| EMPIRE STATE UNIVERSITY, INV RELATED, SARATOGA SPRINGS, NY, ADJUNCT INSTRUCTOR, START 5/6/2024, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, TEACHING COURSE ON INVESTMENT MANAGEMENT.| EMPIRE STATE UNIVERSITY: INV RELATED: SARATOGA, NY; ADJUNCT INSTRUCTOR, START 1/13/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; TEACHING COURSE ON MICROECONOMICS.| EMPIRE STATE UNIVERSITY: INV RELATED: SARATOGA, NY; ADJUNCT INSTRUCTOR, START 1/13/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; TEACHING COURSE ON FINANCIAL RISK MANAGEMENT. | STARFALL; INV RELATED; NORTH CHARLESTON, SC; BOOK; AUTHOR; START 09/01/2025; 10 HOURS PER MONTH; 0 HOURS PER MONTH EMPIRE STATE UNIVERSITY; NOT INV RELATED; SARATOGA SPRINGS,NY; HIGHER EDUCATION; CORPORATE FINANCE - ADJUNCT PROFESSOR; START DATE: 01/05/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;| EMPIRE STATE UNIVERSITY - CORPORATE FINANCE - ADJUNCT PROFESSOR; NOT INV RELATED;SARATOGA,NY; HIGHER EDUCATION;Power of Attorney START DATE: 05/04/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-17 |
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