Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
20 2Nd Ave Sw, Rochester, MN 55902 • United States
3990 41St Street Nw, Rochester, MN 55901 • United States
130 23Rd Ave Sw, Rochester, MN 55902 • United States
500 Main St Ste 100, New Brighton, MN 55112 • United States
130 Cheshire Ln Suite 105, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, ANNUITIES; (2) NAME OF OTHER BUSINESS: BENNETT, MASTIN, KOSMACK, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, STARTED 2/2017 POSITION/TITLE/RELATIONSHIP: PRESIDENT, APPROX NUMBER OF HOURS PER MONTH: 160, BRIEF DESCRIPTION OF DUTIES: SELL FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: MASTIN FINANCIAL INC.; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2010 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APPROX NUMBER OF HOURS PER MONTH: LESS THAN 5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAXATION PURPOSES FROM SECURITIES BUSINESS ; (4) NAME OF OTHER BUSINESS: PATRICK MASTIN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: .25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOME;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-20 |
Reach out to this advisor