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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

20 2Nd Ave Sw, Rochester, MN 55902 • United States

3990 41St Street Nw, Rochester, MN 55901 • United States

130 23Rd Ave Sw, Rochester, MN 55902 • United States

500 Main St Ste 100, New Brighton, MN 55112 • United States

130 Cheshire Ln Suite 105, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, ANNUITIES; (2) NAME OF OTHER BUSINESS: BENNETT, MASTIN, KOSMACK, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, STARTED 2/2017 POSITION/TITLE/RELATIONSHIP: PRESIDENT, APPROX NUMBER OF HOURS PER MONTH: 160, BRIEF DESCRIPTION OF DUTIES: SELL FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: MASTIN FINANCIAL INC.; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2010 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APPROX NUMBER OF HOURS PER MONTH: LESS THAN 5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAXATION PURPOSES FROM SECURITIES BUSINESS ; (4) NAME OF OTHER BUSINESS: PATRICK MASTIN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: .25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOME;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-06
S63 Uniform Securities Agent State Law Examination 1989-04-20
  • S65 Uniform Investment Adviser Law Examination
    1997-10-06
  • S63 Uniform Securities Agent State Law Examination
    1989-04-20
Other Names
  • Patrick Jay Matsin

View on SEC IAPD

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