Louise Dorothy Holtz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 07/2019
  Lpl Financial Llc
  Cedar Rapids, IA
• 09/2008 → 07/2019
  Advantage Investment Management Llc
  Cedar Rapids, IA
• 07/2019 → 07/2020
  Berthel, Fisher & Company Financial Services, Inc
  Cedar Rapids, IA
• 07/2019 → 07/2020
  Securities Management And Research, Inc
  Cedar Rapids, IA
• 07/2019 → 07/2020
  Bfc Planning, Inc.
  Cedar Rapids, IA
• 08/2020 → Present
  Lpl Financial
  Cedar Rapids, IA

Previous Registrations

• 2019-12-05 → 2020-07-27
  Berthel, Fisher & Company Financial Services, Inc.
  Cedar Rapids, IA
• 2019-07-23 → 2020-07-27
  Bfc Planning, Inc.
  Cedar Rapids, IA
• 2008-09-29 → 2019-07-24
  Advantage Investment Management, Llc
  Cedar Rapids, IA
• 2003-10-09 → 2012-07-31
  National Planning Corporation
  Cedar Rapids, IA
  Cedar Rapids, IA
• 2006-03-09 → 2009-01-15
  J.R. Russo Investment Advisors
  Cedar Rapids, IA

Other Businesses

1. 10/05/2022 - Rocky's Backyard Honey - Not Investment Related - At Reported Business Location(s) - Other - Beekeeping - Selling Honey - Start Date - 10/04/2022 - 10 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-10-08
• S65 Uniform Investment Adviser Law Examination
  1999-05-24
• S63 Uniform Securities Agent State Law Examination
  1990-07-09

Other Names

• Louise Krekeler
• Louise Dorothy Holtz
• Louise Holtz