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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-17 |
| TX | RA | APPROVED | 2020-09-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Sarasota | FL | 03/2010 | 05/2017 |
| Raymond James Financial Services Advisors, Inc. | Sarasota | FL | 05/2010 | 05/2017 |
| Gateway Bank Of Southwest Florida | Sarasota | FL | 05/2010 | 05/2017 |
| Fidelity & Guaranty Life Ins Co | Sarasota | FL | 03/2017 | 05/2017 |
| South State Bank | Sarasota | FL | 05/2017 | Present |
| Nbc Securities, Inc. | Sarasota | FL | 05/2017 | 09/2020 |
| Lpl Financial Llc | Sarasota | FL | 09/2020 | Present |
1)CenterState Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2020 2) 3/15/2021 - SouthState Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-05 |
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