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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-19 |
| GA | RA | APPROVED | 2003-10-23 |
Branch Locations
3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States
Decatur, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, MADISONVILLE, KY, START 3/28/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. CO-TRUSTEE FOR MOTHER; INV RELATED; MADISONVILLE, KY; START: 4/26/2018; 1 HR/MO; 1 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-20 |
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