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Christopher George Buol

Rbc Capital Markets, LLC

Oakbrook Terrace, IL

Warrenville, IL

CRD 1941788

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
IL RA APPROVED 2008-01-18
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • IL RA
    APPROVED
    Since 2008-01-18

Branch Locations

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Warrenville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Oakbrook IL 03/2008 Present
City National Bank Oakbrook Terrace IL 06/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Llc
    Oakbrook, IL
  • 06/2019 → Present
    City National Bank
    Oakbrook Terrace, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-20
S63 Uniform Securities Agent State Law Examination 1989-11-30
  • S65 Uniform Investment Adviser Law Examination
    1998-04-20
  • S63 Uniform Securities Agent State Law Examination
    1989-11-30
Other Names
  • Chris Buol

View on SEC IAPD

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