Benjamin Walker Taggard

Employer firm

Trg Investment Advisors, LLC CRD 315629

$167M regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• INSTITUTIONAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Richards, Inc.
  Brattleboro, VT
• 05/2006 → 08/2021
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2006 → 08/2021
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 08/2021 → Present
  Trg Investment Advisors, Llc
  Brattleboro, VT

Previous Registrations

• 2006-05-15 → 2021-09-03
  Cambridge Investment Research Advisors, Inc.
  Brattleboro, VT
  Wilmington, VT
  Keene, NH
• 1999-04-26 → 2006-05-16
  Mml Investors Services, Llc
  Brattleboro, VT
  Brattleboro, VT

Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)MESABI, LLC, 28 VERNON STREET, SUITE 501, BRATTLEBORO, VT 05301 SINCE 01/01/13, PARTNER, 5 HRS/WEEK, 4 HOURS DURING TRADING. PROPERTY DEVELOPMENT OF HISTORIC BUILDING THAT SUFFERED FROM FIRE IN SPRING OF 2011. 3) RICHARDS INC., 48 HARRIS PL, BRATTLEBORO, VT, 7/1998 AS VP OF FINANCIAL SERVICES. INV REL - 50 HR/WK - 40/TRADING. 4) 401k trustee for The Richard's Group plan (employer), Brattleboro, VT, 10/2015. INV REL - 1 HR/MO - 1/TRADING. 5)1820 HOUSE-NORWICH LLC, 326 MAIN ST, NORWICH, VT, 8/2008 AS OWNER OF LLC THE OWNS OFFICE BUILDING. NIR - 2 HR/MO - 2/TRADING. 6)116 SOUTH STREET LLC, 116 S ST, BENNINGTON, VT, 1/2016 AS OWNER OF LLC THAT OWNS OFFICE BUILDING. NIR - 1 HR/MO - 1/TRADING. 7) REAL ESTATE- LANDLORD- 92 CENTER STREET, LLC, RUTLAND VT, 11/2018 OWNER-NIR- 1/MO- 1/TRADING 8) REAL ESTATE- LANDLORD- 94 COURT STREET, LLC, RUTLAND VT, 01/2019 OWNER-NIR- 1/MO- 1/TRADING 9) 51 RAILROAD, LLC; 51 RAILROAD STREET, KEENE, NH 03431, 06/2022 AS PARTNER; 1/MO- 1/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-24

Other Names

• Ben Taggard