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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-07-11
  • FL RA
    APPROVED
    Since 2016-07-11

Branch Locations

3505 Lake Lynda Drive Suite 200, Orlando, FL 32817 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Jacksonville FL 07/2016 Present
Agia Houston TX 12/2022 Present
C & D Dizical Collectibles Orlando FL 02/2024 Present
  • 07/2016 → Present
    Jacksonville, FL
  • 12/2022 → Present
    Agia
    Houston, TX
  • 02/2024 → Present
    C & D Dizical Collectibles
    Orlando, FL
Previous Registrations
  • 2016-03-18 → 2016-07-12
    Grace Capital Management, Llc
    Fort Myers, FL
    Winter Park, FL
    Winter Park, FL
  • 2014-07-21 → 2016-01-04
    Cuna Brokerage Services, Inc.
    Orlando, FL
    Winter Garden, FL
    Orlando, FL
    Orlando, FL
  • 2012-10-11 → 2013-10-21
    Tampa, FL
  • 2008-07-15 → 2012-09-05
    Chase Investment Services Corp.
    Valrico, FL
    Valrico, FL
    Brandon, FL
    Hopewell Junction, NY
    Poughkeepsie, NY
    Cornwall, NY
    New Windsor, NY
    Shreveport, LA
    Shreveport, LA
    Bossier City, LA
    Monroe, LA
    Ruston, LA
    Shreveport, LA
    West Monroe, LA
    Monroe, LA
    Monroe, LA
    Shreveport, LA
    West Monroe, LA
    Monroe, LA
    Ruston, LA
    Monroe, LA
    Shreveport, LA
    Monroe, LA
    Monroe, LA
    Barksdale Afb, LA
    West Monroe, LA
    Shreveport, LA
    Monroe, LA
    Monroe, LA
    Shreveport, LA
    Shreveport, LA
    Haughton, LA
    Shreveport, LA
    Shreveport, LA
    Shreveport, LA
    Bossier City, LA
    Bossier City, LA
    Bossier City, LA
    Monroe, LA
    Warwick, NY
    Zephyrhills, FL
  • 2006-01-13 → 2008-04-16
    Td Ameritrade, Inc.
    Scarsdale, NY
    New York, NY
    New York, NY
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products C & D DIZICAL COLLECTIBLES POSITION: Member/co-owner NATURE: Assist with online sales of Disney items and Collectables. Hold weekly online sales and appear at annual trade show. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 11650 Ashridge Place, Orlando FL 32824, United States DESCRIPTION: assist with online sales and trade show.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-03
S63 Uniform Securities Agent State Law Examination 1991-06-17
  • S66 Uniform Combined State Law Examination
    2006-01-03
  • S63 Uniform Securities Agent State Law Examination
    1991-06-17
Other Names
  • Daniel John Nowak
  • Daniel John Nowak

View on SEC IAPD

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