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Harish Kumar Jashnani

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-08
TX RA APPROVED 2025-05-08
  • NJ RA
    APPROVED
    Since 2025-05-08
  • TX RA
    APPROVED
    Since 2025-05-08

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Paramus NJ 12/2011 05/2025
Wells Fargo Clearing Services, Llc Paramus NJ 05/2025 Present
Previous Registrations
  • 2011-12-02 → 2025-05-20
    Ubs Financial Services Inc.
    Paramus, NJ
  • 2009-06-01 → 2011-12-12
    Morgan Stanley
    Paramus, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgewood, NJ
  • 2002-05-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ridgewood, NJ
    Ridgewood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-16
S63 Uniform Securities Agent State Law Examination 1989-05-03
  • S65 Uniform Investment Adviser Law Examination
    2002-05-16
  • S63 Uniform Securities Agent State Law Examination
    1989-05-03

View on SEC IAPD

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JEREMY DAVID BROWER
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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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