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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-06 |
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tjm Investments Llc | Chicago | IL | 11/2014 | 07/2017 |
| Pruco Securities, Llc | Orland Park | IL | 10/2017 | 11/2024 |
| Unemployed | Manhattan | IL | 07/2017 | 10/2017 |
| The Prudential Insurance Company Of America | Orland Park | IL | 11/2017 | Present |
| Lpl Enterprise, Llc | Orland Park | IL | 11/2024 | Present |
1) 12/31/2024 - Prudential - Non-Variable Insurance/Insurance Agency - This OBA is for the sales of proprietary and non-proprietary fixed life insurance product. - INV Related - At Orland Park, IL - Start Date 11/18/2024 - 28hrs/mth - 20hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-10 |
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