James Leroy Craig

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-07-12
OH	RA	APPROVED	1999-06-28

TX RA
APPROVED_RES

Since 2012-07-12
OH RA
APPROVED

Since 1999-06-28

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Akron	OH	03/1991	Present
Bank Of America, Na	Canton	OH	12/2009	Present

03/1991 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Akron, OH
12/2009 → Present

Bank Of America, Na

Canton, OH

Other Businesses

I*51609 For profit or not for profit: For-Profit Organization Name of outside business organization: CJC Realty, LLC Investment related: N Address of business: Hartville, Ohio 44632 Nature of business: LLC, Position, title, association: Other, single member Start date of relationship: 2/28/2012 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Purchase real estate, single member.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-16
S63	Uniform Securities Agent State Law Examination	1991-05-21

S65 Uniform Investment Adviser Law Examination

1994-05-16
S63 Uniform Securities Agent State Law Examination

1991-05-21

Other Names

James L Craig
Jim Craig
Jim Craig

View on SEC IAPD