Best Investors Account Sign in
Inactive

Jean Anne Griffin

Northstar Investment Advisory LLC

West Hollywood, CA

Lubbock, TX

CRD 3255734

Claim This Profile
Employer firm

Northstar Investment Advisory LLC CRD 315965

Reported services (Item 5G)

  • Financial planning
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Northstar Investment Advisory Llc

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
  • TX RA
    APPROVED
    Since 2024-01-12

Branch Locations

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kuykendall & Schneider, Inc. Lubbock TX 04/2018 11/2018
Amicus Financial Advisors, Llc Lubbock TX 05/2021 12/2021
Unemployed Lubbock TX 11/2018 07/2020
Northstar Investment Advisory Llc West Hollywood CA 12/2023 Present
Lubbock Health Department Lubbock TX 07/2020 05/2021
Northstar Investment Advisory Firm Llc West Hollywood CA 04/2022 07/2023
Unemployed Lubbock TX 07/2023 12/2023
Unemployed Lubbock TX 12/2021 04/2022
Diversified Investors Securities Corp. Lubbock TX 06/2006 03/2018
  • 04/2018 → 11/2018
    Kuykendall & Schneider, Inc.
    Lubbock, TX
  • 05/2021 → 12/2021
    Lubbock, TX
  • 11/2018 → 07/2020
    Unemployed
    Lubbock, TX
  • 12/2023 → Present
    West Hollywood, CA
  • 07/2020 → 05/2021
    Lubbock Health Department
    Lubbock, TX
  • 04/2022 → 07/2023
    Northstar Investment Advisory Firm Llc
    West Hollywood, CA
  • 07/2023 → 12/2023
    Unemployed
    Lubbock, TX
  • 12/2021 → 04/2022
    Unemployed
    Lubbock, TX
  • 06/2006 → 03/2018
    Diversified Investors Securities Corp.
    Lubbock, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-09
S63 Uniform Securities Agent State Law Examination 2000-10-09
  • S65 Uniform Investment Adviser Law Examination
    2002-01-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-09
Designations
  • Certified Financial Planner
Other Names
  • Fowler
  • Jean Anne Fowler

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in West Hollywood, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor