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Jean Anne Griffin

Northstar Investment Advisory LLC

West Hollywood, CA

Lubbock, TX

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Current Employers
Northstar Investment Advisory Llc

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
  • TX RA
    APPROVED
    Since 2024-01-12

Branch Locations

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kuykendall & Schneider, Inc. Lubbock TX 04/2018 11/2018
Amicus Financial Advisors, Llc Lubbock TX 05/2021 12/2021
Unemployed Lubbock TX 11/2018 07/2020
Northstar Investment Advisory Llc West Hollywood CA 12/2023 Present
Lubbock Health Department Lubbock TX 07/2020 05/2021
Northstar Investment Advisory Firm Llc West Hollywood CA 04/2022 07/2023
Unemployed Lubbock TX 07/2023 12/2023
Unemployed Lubbock TX 12/2021 04/2022
Diversified Investors Securities Corp. Lubbock TX 06/2006 03/2018
  • 04/2018 → 11/2018
    Kuykendall & Schneider, Inc.
    Lubbock, TX
  • 05/2021 → 12/2021
    Amicus Financial Advisors, Llc
    Lubbock, TX
  • 11/2018 → 07/2020
    Unemployed
    Lubbock, TX
  • 12/2023 → Present
    Northstar Investment Advisory Llc
    West Hollywood, CA
  • 07/2020 → 05/2021
    Lubbock Health Department
    Lubbock, TX
  • 04/2022 → 07/2023
    Northstar Investment Advisory Firm Llc
    West Hollywood, CA
  • 07/2023 → 12/2023
    Unemployed
    Lubbock, TX
  • 12/2021 → 04/2022
    Unemployed
    Lubbock, TX
  • 06/2006 → 03/2018
    Diversified Investors Securities Corp.
    Lubbock, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-09
S63 Uniform Securities Agent State Law Examination 2000-10-09
  • S65 Uniform Investment Adviser Law Examination
    2002-01-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-09
Designations
Other Names
  • Fowler
  • Jean Anne Fowler

View on SEC IAPD

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YUCAIPA MASTER MANAGER, LLC · LOS ANGELES, CA
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AUDENT GLOBAL ASSET MANAGEMENT, LLC · WEST HOLLYWOOD, CA
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