Joseph George Okeefe

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Bedford, NH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Bedford, NH

Previous Registrations

• 2009-06-01 → 2012-02-27
  Morgan Stanley
  Manchester, NH
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Manchester, NH
  Nashua, NH
• 2006-06-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Nashua, NH
• 2006-03-08 → 2006-06-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manchester, NH
  Manchester, NH
  New York, NY
• 1999-04-30 → 2006-03-08
  Advest, Inc.
  Manchester, NH

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-09
• S63 Uniform Securities Agent State Law Examination
  1989-04-20

Other Names

• Joseph G O'KEefe