Joseph George Okeefe

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2012-02-17

NH RA
APPROVED

Since 2012-02-17

Branch Locations

5 Bedford Farms Fl 3, Bedford, NH 03110-6531 • United States

Seabrook, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bedford	NH	02/2012	03/2020
Ameriprise Financial Services, Llc	Bedford	NH	03/2020	Present

02/2012 → 03/2020

Ameriprise Financial Services, Inc.

Bedford, NH
03/2020 → Present

Ameriprise Financial Services, Llc

Bedford, NH

Previous Registrations

2009-06-01 → 2012-02-27

Morgan Stanley

Manchester, NH
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Manchester, NH

Nashua, NH
2006-06-16 → 2007-04-02

Morgan Stanley Dw Inc.

Nashua, NH
2006-03-08 → 2006-06-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manchester, NH

Manchester, NH

New York, NY
1999-04-30 → 2006-03-08

Advest, Inc.

Manchester, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-09
S63	Uniform Securities Agent State Law Examination	1989-04-20

S65 Uniform Investment Adviser Law Examination

2012-08-09
S63 Uniform Securities Agent State Law Examination

1989-04-20

Other Names

Joseph G O'KEefe

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews