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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-06-25
TX RA APPROVED_RES 2018-01-03
CT RA APPROVED 2005-03-28
  • RI RA
    APPROVED
    Since 2025-06-25
  • TX RA
    APPROVED_RES
    Since 2018-01-03
  • CT RA
    APPROVED
    Since 2005-03-28

Branch Locations

Warwick, RI • United States

152 Deming St., South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steven E. Hintz, Cpa (Self-Employed) South Windsor CT 01/1994 Present
Cambridge Investment Research,Inc. Fairfield IA 11/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
  • 01/1994 → Present
    Steven E. Hintz, Cpa (Self-Employed)
    South Windsor, CT
  • 11/2004 → Present
    Cambridge Investment Research,Inc.
    Fairfield, IA
  • 03/2005 → Present
    Fairfield, IA
Other Businesses

1) JSH REALTY, LLC, 1330 SULLIVAN AVE., SOUTH WINDSOR, CT 06074. BEGAN 5/99 AS A MEMBER OF RENTAL OF COMMERCIAL REAL ESTATE. NOT INVESTMENT RELATED. DEVOTES 3 HRS/MNTH, NONE DURING TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2005 AS ADVISORY REP OF A RIA. INV REL - 5 HR/mo - 2/TRADING. 07/01/05 3) TOES IN THE SAND, LTD., 1330 SULLIVAN AVE, SOUTH WINDSOR, CT 4/2013 AS OWNER- RENTAL REAL ESTATE - CONDO - TURKS & CAICOS. DEVOTES 10 HR/YR/NONE DURING TRADING. 4) HI-HO REALTY, LLC, PO BOX 831, SOUTH WINDSOR, CT 10/07 AS PART OWNER OF COMMERCIAL REAL ESTATE, MAINTAINING PROPERTY, COLLECTING RENT. NOT INVESTMENT RELATED. DEVOTES 10 HRS/MNTH, NONE DURING TRADING. 5) SOUTH WINDSOR LAND CONSERVATION TRUST, EAST WINDSOR HILL, CT, 11/2015 AS DIRECTOR/ASST. TREASURER. NIR - 1 HR/MO - 0/TRADING. 6) STEVEN E HINTZ CPA, PC, 152 Deming Street, South Windsor CT 06074, 1/1994 AS OWNER OF TAX PREP SERVICES/CPA. NIR - 200 HR/WK - 200/TRADING. 7) CANTON BODY CARE, LLC / 110 Albany Turnpike, Canton CT 06019, United States / 10/18/2021 / NIR/ 20% OWNER OF A MASSAGE ENVY FRANCHISE / 10HR/MO - 0HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-13
S66 Uniform Combined State Law Examination 1999-09-20
  • S65 Uniform Investment Adviser Law Examination
    2004-12-13
  • S66 Uniform Combined State Law Examination
    1999-09-20
Other Names
  • Steven Hintz

View on SEC IAPD

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