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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-10
OH RA APPROVED 2010-03-18
  • TX RA
    APPROVED_RES
    Since 2020-11-10
  • OH RA
    APPROVED
    Since 2010-03-18

Branch Locations

3050 West Market Street, Fairlawn, OH 44333 • United States

5767 Broadview Road, Parma, OH 44134 • United States

14177 Pearl Rd, Strongsville, OH 44136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Strongsville OH 03/2010 Present
Flagstar Bank N.A. Strongsville OH 08/2010 Present
  • 03/2010 → Present
    Strongsville, OH
  • 08/2010 → Present
    Flagstar Bank N.A.
    Strongsville, OH
Previous Registrations
  • 2010-02-03 → 2010-03-09
    Amfin Investment Services, Inc.
    Parma, OH
    Strongsville, OH
  • 2001-08-30 → 2010-01-25
    Amfin Investment Services, Inc.
    Strongsville, OH
    Parma, OH
    Strongsville, OH
Other Businesses

1) 02/02/2024 - Flagstar Wealth Services - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-09
  • S66 Uniform Combined State Law Examination
    2014-08-09

View on SEC IAPD

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