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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • GA RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

200 Ashford Center N. Suite 150, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Atlanta GA 02/2000 Present
Raymond James Financial Services Advisors, Inc Atlanta GA 01/2009 Present
Other Businesses

(1)Name of Business: Address: 185 Stoney Ridge Drive, John's Creek, GA, 30022, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/03/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Advanced Financial Strategies Address: 200 Ashford Ctr N Ste 150, Atlanta, GA, 30338, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/31/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The name of my Sub S corporation. RJFS is also prominently displayed. (3)Name of Business: Bligh Val; Lynda Parker Address: 200 Ashford Ctr N Ste 150, Atlanta, GA, 30338, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 09/08/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of parents' CST for the benefit of my sister, Valda Bligh

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-11
S63 Uniform Securities Agent State Law Examination 1989-06-23
  • S65 Uniform Investment Adviser Law Examination
    1992-11-11
  • S63 Uniform Securities Agent State Law Examination
    1989-06-23
Other Names
  • Lynda Collier Calloway
  • Lynda Lunsford
  • Lynda Collier
  • Lynda C Calloway

View on SEC IAPD

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