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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-07-07 |
| TX | RA | APPROVED_RES | 2019-06-10 |
Branch Locations
7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States
9801 Normandale Blvd, Bloomington, MN 55437 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 05/2000 | 06/2019 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 10/2000 | 12/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2011 | 06/2019 |
| Northwestern Mutual Investment Services, Llc | Edina | MN | 01/2017 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 06/2019 | Present |
NORTHWESTERN MUTUAL LIFE INSURANCE; INV. RELATED; MILWAUKEE, WI; TRAIL COMMISSIONS; START DATE 6/2019; 0 HRS PER MONTH. ONE DIGITAL INSURANCE HEALTH INSURANCE; INV. RELATED; CLAYTON, MO; TRAIL COMMISSIONS; START DATE 6/2019; 0 HRS PER MONTH. POWER OF ATTORNEY FOR MOTHER; INV. RELATD; BLOOMINGTON, MN; START DATE 11/15/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-03 |
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