Jeffrey M Kaltman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-05
TX	RA	APPROVED_RES	2023-11-01
NJ	RA	APPROVED	2003-07-01

FL RA
APPROVED

Since 2026-02-05
TX RA
APPROVED_RES

Since 2023-11-01
NJ RA
APPROVED

Since 2003-07-01

Branch Locations

Palm Beach Gardens, FL • United States

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Short Hills	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Short Hills	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Short Hills, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Previous Registrations

2002-06-05 → 2003-07-01

Prudential Equity Group, Llc

Short Hills, NJ

Other Businesses

RENTAL PROPERTY; INV RELATED; MILLBURN, NJ; CONDO; 100% OWNERSHIP; START 9/26/2013; 0.25 HOURS PER MONTH, 0 DURING TRADING; COLLECT RENT & MAINTAIN PROPERTY. CO-TRUSTEE FOR MOTHER; INV RELATED; WEST ORANGE, NJ; START: 07/16/2007; 0 HR/MO; 0 DURING TRADING.; CO-TRUSTEE FOR FAMILY TRUST, INV RELATED, LIVINGSTON, NJ, START: 12/24/2020, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-12
S63	Uniform Securities Agent State Law Examination	1989-11-06

S65 Uniform Investment Adviser Law Examination

1993-01-12
S63 Uniform Securities Agent State Law Examination

1989-11-06

Other Names

Jeffrey Marc Kaltman

View on SEC IAPD