Aron Maddox

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-02-24

MD RA
APPROVED

Since 2023-02-24

Branch Locations

Pikesville, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Hunt Valley	MD	06/2015	Present
Mml Investors Services	Hunt Valley	MD	07/2015	Present

06/2015 → Present

Massmutual

Hunt Valley, MD
07/2015 → Present

Mml Investors Services

Hunt Valley, MD

Previous Registrations

2014-03-13 → 2014-10-16

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

Other Businesses

(1)NAME:AMAZON INV REL:N ADDR:AMAZAON FULFILLMENT CENTER BWIS, 5501 HOLABIRD AVE BALTIMORE MD 21224, NATURE:WAREHOUSE, POSITION:FULFILLMENT ASOCIATE, START:9/1/17 NO HR/MO:64 NO HR/MO DUR TRADING:0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-10
S63	Uniform Securities Agent State Law Examination	1996-02-26

S66 Uniform Combined State Law Examination

2014-03-10
S63 Uniform Securities Agent State Law Examination

1996-02-26

Other Names

Aron Maddox
Aron Maddox

View on SEC IAPD