Stephen Guy Shipp

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 09/2017
  Steve Shipp
  San Mateo, CA
• 06/2001 → 09/2017
  Steve Shipp & Helen Shipp
  San Mateo, CA
• 06/2015 → 04/2017
  Parsons Financial Advisors
  Half Moon Bay, CA
• 09/2017 → Present
  Geneos Wealth Managment Inc
  San Mateo, CA

Previous Registrations

• 2008-06-05 → 2016-06-02
  Foothill Securities, Inc.
  Salinas, CA
  Santa Clara, CA
  San Diego, CA
  Santa Clara, CA
  Half Moon Bay, CA
• 2007-12-13 → 2008-06-04
  Geneos Wealth Management, Inc.
  San Ramon, CA
• 2005-12-09 → 2007-12-07
  Cue Financial Group, Inc.
  San Jose, CA
  Redwood City, CA
  Sausalito, CA
  Hayward, CA
  Belmont, CA
  Menlo Park, CA
  Millbrea, CA
• 2001-06-04 → 2005-08-12
  Cetera Wealth Services, Llc
  Pleasant Hill, CA

Other Businesses

1) STEVE SHIPP; BOOK ROYALTIES; RECEIVE BOOK ROYALTIES FROM TWO PUBLISHERS FOR BOOKS WRITTEN BY MY DECEASED FATHER; NON INVESTMENT-RELATED; START DATE 2/1/2008; 0 HOURS PER MONTH; NO DUTIES OR RESPONSIBILITIES. 2) STEVE SHIPP AND HELEN SHIPP - RENTAL PROPERTY OWNER. 3) STEVE SHIPP CONSULTING SERVICES-OWNER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-03
• S63 Uniform Securities Agent State Law Examination
  1996-10-16

Other Names

• Steve Guy Shipp
• Stephen Guy Shipp
• Steve Shipp
• Stephen Guy Shipp
• Stephen Guy Jr Shipp