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Oliver William Hickel

Castle Pines Investment Management LLC

Castle Rock, CO

CRD 1937503

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Employer firm

Castle Pines Investment Management LLC CRD 113052

$68.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Castle Pines Investment Management Llc

Denver, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2000-01-14
  • CO RA
    APPROVED
    Since 2000-01-14

Branch Locations

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Castle Pines Investment Management Castle Rock CO 12/1999 Present
  • 12/1999 → Present
    Castle Pines Investment Management
    Castle Rock, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-07
S63 Uniform Securities Agent State Law Examination 1991-08-05
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    1991-08-05
Other Names
  • Ollie Hickel
  • Oliver W Hickel

View on SEC IAPD

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