David Wayne Caccamo

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-01-28

PA RA
APPROVED

Since 2019-01-28

Branch Locations

18 E. Market St., Bethlehem, PA 18018 • United States

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha	Camillus	NY	02/1988	02/2018
Mutual Of Omaha Investor Services, Inc.	Allentown	PA	02/1988	02/2018
Unemployed	Bethlehem	PA	02/2018	08/2018
Futurity First Insurance Group	Bethlehem	PA	08/2018	Present
Priority Payments Tech Partners	Bethlehem	PA	10/2018	Present
Sequent Planning, Llc	Bethlehem	PA	01/2019	Present

02/1988 → 02/2018

Mutual/United Of Omaha

Camillus, NY
02/1988 → 02/2018

Mutual Of Omaha Investor Services, Inc.

Allentown, PA
02/2018 → 08/2018

Unemployed

Bethlehem, PA
08/2018 → Present

Futurity First Insurance Group

Bethlehem, PA
10/2018 → Present

Priority Payments Tech Partners

Bethlehem, PA
01/2019 → Present

Sequent Planning, Llc

Bethlehem, PA

Previous Registrations

2017-11-03 → 2018-02-15

Mutual Of Omaha Investor Services, Inc.

Blue Bell, PA

Bethlehem, PA

Hauppauge, NY

Plymouth Meeting, PA

Other Businesses

1) INSURANCE AGENT. INVESTMENT-RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 60% OF TIME SPENT ON THIS ACTIVITY. 2) PRIORITY PAYMENTS TECH PARTNERS - INDEPENDENT SALES REPRESENTATIVE. 10/2018 TO PRESENT. NON-INVESTMENT RELATED. 908 CLEARVIEW LANE, BETHLEHEM, PA 18017. SALE OF CREDIT CARD PROCESSING SERVICES. 1% OF TIME SPENT ON THIS ACTIVITY, ALL DURING NORMAL BUSINESS HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-02
S63	Uniform Securities Agent State Law Examination	1989-04-15

S65 Uniform Investment Adviser Law Examination

2017-11-02
S63 Uniform Securities Agent State Law Examination

1989-04-15

View on SEC IAPD