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Raphael Peter Vega

Independence Wealth Group

San Antonio, TX

San Antonio, TX

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Current Employers
Independence Wealth Group

San Antonio, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-07
  • TX RA
    APPROVED
    Since 2016-09-07

Branch Locations

2101 Lockhill Selma, Suite 2107, San Antonio, TX 78213 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alamo Insurance & Wealth Management San Antonio TX 01/2015 09/2016
G. H. Wealth Management, Llc Brownsville TX 09/2016 Present
  • 01/2015 → 09/2016
    Alamo Insurance & Wealth Management
    San Antonio, TX
  • 09/2016 → Present
    G. H. Wealth Management, Llc
    Brownsville, TX
Previous Registrations
  • 2015-03-12 → 2016-12-31
    Alamo Insurance & Wealth Management
    San Antonio, TX
  • 2013-02-06 → 2013-11-11
    Principal Securities, Inc.
    San Antonio, TX
  • 2012-08-02 → 2012-12-21
    Allstate Financial Advisors, Llc
    San Antonio, TX
  • 2012-04-24 → 2012-04-30
    First Command Brokerage Services, Inc.
    Universal City, TX
  • 2011-06-27 → 2011-10-17
    Servant Advisors, Inc.
    San Antonio, TX
    Gatesville, TX
  • 2011-09-28 → 2011-10-07
    First Command Brokerage Services, Inc.
    Universal City, TX
  • 2011-04-13 → 2011-06-21
    Warren Financial Services, Llc
    San Antonio, TX
Other Businesses

***OUTSIDE INSURANCE. 06/26/2013. MEDICARE ADVANTAGE PLANS AND PRESCRIPTION DRUG PLANS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-04
S63 Uniform Securities Agent State Law Examination 2011-03-10
  • S65 Uniform Investment Adviser Law Examination
    2011-04-04
  • S63 Uniform Securities Agent State Law Examination
    2011-03-10

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
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