Michael Paul Pallozzi

Current Employers

Employment History

• 01/2004 → 12/2017
  Hfm Investment Advisors, Inc.
  Newark, DE
• 06/2017 → Present
  Hfm Investment Advisors, Llc
  Glassboro, NJ
• 06/2017 → 12/2020
  Hfm Investment Advisors, Llc
  Glassboro, NJ
• 04/2026 → Present
  Hfm Investment Advisors, Inc.
  Newark, DE

Previous Registrations

• 2004-05-14 → 2017-12-31
  Hfm Investment Advisors, Inc.
  Newark, DE
  Glassboro, NJ
• 2002-06-18 → 2014-10-07
  Mml Investors Services, Llc
  Turnersville, NJ
  Turnersville, NJ
• 2002-03-11 → 2003-10-30
  First Financial Advisers, Llc
  Bala Cynwyd, PA

Other Businesses

Michael P Pallozzi is an insurance agent and may engage in insurance product sales with our clients, for which he will receive additional compensation. Any commissions received through insurance sales do not offset advisory fees the client may pay for advisory services under HFM. INV REL: YES ADD: 215 FRIES MILL RD TURNERSVILLE NJ 08012 NATURE: INSURANCE POSITION: SALES START DATE: 1/1/1995 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: INSURANCE SALES (2)NAME: 215 FRIES MILL ASSOCIATES INV REL: YES ADD: 215 FRIES MILL RD TURMERSVILLE NJ 08012 NATURE: RENTAL PROPERTY POSITION: PARTNER START DATE: 2004 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PARTNER WITH 5 OTHER INDIVIDUALS THAT OWN 215 FRIES MILL RD OFFICE BUILDING AS AN INVESTMENT PROPERTY. I DO NOT MANAGE, SOLICIT TENANTS, NOR AM I ACTIVELY INVOLVED IN MANAGING THE PROPERTY Michael P Pallozzi is a licensed as investment advisor representatives of HFM Investment Advisors, Inc., a registered investment advisor. As such, in their separate capacity as investment advisor representatives, are able to provide advisory services apart from HFM, for which they will receive separate and customary compensation. While HFM endeavors at all times to put the interest of our clients first as part of our firm's fiduciary duty, you should be aware that the receipt of outside compensation itself creates a conflict of interest and may affect their judgment when making recommendations. Member; MAJC Holdings LLC; Investment Related: No; 102 West High Street Suite 200 Glassboro NJ 08028 USA; Description of the business: Real estate holding company - Michael and Jason are 50/50 owners.; Responsibilities Duties: Basic real estate building/tenant management. No day-to-day operations.; Start date with business: 2021-09-01;Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 3.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1989-09-14