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Suzanne Eileen Sweeney

Rbc Capital Markets, LLC

Washington, DC

Chevy Chase, MD

Washington, DC

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-02-12
VI RA APPROVED 2021-03-19
TX RA APPROVED_RES 2021-03-17
MD RA APPROVED 2021-03-16
  • DC RA
    APPROVED
    Since 2025-02-12
  • VI RA
    APPROVED
    Since 2021-03-19
  • TX RA
    APPROVED_RES
    Since 2021-03-17
  • MD RA
    APPROVED
    Since 2021-03-16

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets New York NY 03/2013 09/2018
Raymond James & Associates, Inc. Charleston SC 09/2018 03/2021
Rbc Capital Markets, Llc Chevy Chase MD 03/2021 Present
Previous Registrations
Other Businesses

POA for Mother

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-05
S63 Uniform Securities Agent State Law Examination 1992-03-04
  • S65 Uniform Investment Adviser Law Examination
    2013-10-05
  • S63 Uniform Securities Agent State Law Examination
    1992-03-04

View on SEC IAPD

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LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
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