Mark Joel Rubin

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-05
CA	RA	APPROVED	2016-03-25

TX RA
APPROVED

Since 2016-04-05
CA RA
APPROVED

Since 2016-03-25

Branch Locations

San Rafael, CA • United States

4000 Civic Center Drive Suite 500, San Rafael, CA 94903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	San Rafael	CA	03/2016	Present
Heather 8 Designs	Mill Valley	CA	10/2020	Present

03/2016 → Present

Raymond James & Associates, Inc.

San Rafael, CA
10/2020 → Present

Heather 8 Designs

Mill Valley, CA

Previous Registrations

2009-06-01 → 2016-04-11

Morgan Stanley

San Francisco, CA
1997-03-27 → 2009-06-01

Citigroup Global Markets Inc.

San Francisco, CA

San Francisco, CA

Other Businesses

(1)Name of Business: Martin8Designs LLC Address: 5 Bay CT, San Rafael, CA, 94901, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes, Start Date: 10/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: silent partner provide financing

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-23
S63	Uniform Securities Agent State Law Examination	1992-01-03

S65 Uniform Investment Adviser Law Examination

1993-07-23
S63 Uniform Securities Agent State Law Examination

1992-01-03

View on SEC IAPD