Frank Paul Barrella

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  D/B/A Franklin Capital Management Llc
  Jupiter, FL
• 08/2016 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 08/2016 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2011-01-03 → 2016-08-30
  Summit Financial Group Inc
  Jupiter, FL
• 2009-02-12 → 2010-11-16
  Securian Financial Services, Inc.
  Boca Raton, FL
  Palm Beach Gardens, FL
  Boca Raton, FL
• 2005-10-20 → 2008-11-26
  Signator Investors, Inc.
  Boca Raton, FL
  Boca Raton, FL
• 2003-08-20 → 2004-08-09
  Ameriprise Advisor Services, Inc.
  Palm Beach Gardens, FL

Other Businesses

1. As an independently licensed insurance agent, I am appointed with various companies. 2. Franklin Capital Management; Since 01/04/2007; 208 Moccasin Trail N., Jupiter, FL, 33458; President/Owner; Investment and insurance planning; 200 hours spent on activity on activity per month, 160 spent on activity during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-29
• S63 Uniform Securities Agent State Law Examination
  2000-08-18