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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| OK | RA | APPROVED | 1999-08-17 |
Branch Locations
2200 S Utica Place Suite 400, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Tulsa | OK | 10/1991 | Present |
| Mml Investors Services, Llc | Tulsa | OK | 10/1991 | Present |
NAME: CATALYST FINANCIAL GROUP INV REL: Y ADD: 1425 E 41ST PL S TULSA OK 74105 NATURE: INSURANCE POSITION: SALES START DATE: 10/09 HR/MO: 5 HR/MO DURING SEC TRADING: 5 (2)NAME: FINANCIAL SECURITY GROUP, INC INV REL: Y ADD: 1425 E 41ST PL SOUTH TULSA OK 74105 NATURE: USED TO PAY OPERATING EXPENSES POSITION:VICE PRESIDENT START DATE: 1/1/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING:1 DUTIES: ASSIST PRESIDENT AS NEEDED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-07 |
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