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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-01 |
| UT | RA | APPROVED | 2005-06-13 |
Branch Locations
280 North 200 West, Suite 200, Bountiful, UT 84010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Salt Lake City | UT | 12/2003 | Present |
(1) 2/10/2012: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - 1% OF TIME SPENT (2) 11/24/2014: ACCESS FINANCIAL PARTNERS, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 11/13/2009 - 5 HR/MO NONE DURING SECS TRDG HRS 3. 12/25/2017 - Access Financial Partners, LLC - Not Investment Related - 699 E South Temple, Ste 100, Salt Lake City, UT 84102 - Real Estate Rental - Start Date 01/01/2018 - 0 Hours Per Month / 0 Hours During Trading - Sublease an office in our OSJ space. The DBA is already approved for securities business. This would be an additional income source for the same entity. 4. 06/17/2019 - Access Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/14/2019 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-10 |
| S65 | Uniform Investment Adviser Law Examination | 1992-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-13 |
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