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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-01-08 |
Branch Locations
909 E Republic Rd Ste G100, Springfield, MO 65807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co. | Milwaukee | WI | 11/1987 | Present |
| Northwestern Mutual Investment Services, Llc | Kansas City | MO | 03/1989 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED. 2. FINANCE COMMITTEE MEMBER, CASA OF SW MISSOURI, MEET AT VARIOUS LOCATIONS, SPRINGFIELD, , MISSOURI, 65804, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 12/20/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF FINANCE COMMITTEE FOR CASA OF SW MISSOURI. THIS IS NOT A BOARD POSITION AND HOLDS NO POLICY MAKING AUTHORITY. IT IS AN ADVISORY GROUP OF A FEW COMMUNITY MEMBERS THAT PROVIDES INPUT TO THE ORGANIZATION; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-05 |
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