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Gregory Todd Lavergne

Arax Advisory Partners

Houston, TX

New York, NY

CRD 1935068

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Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-20

Branch Locations

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houston TX 05/2014 Present
Usca Ria Llc Houston TX 05/2014 06/2021
U.S. Capital Wealth Advisors, Llc Austin TX 06/2021 06/2026
Arax Advisory Partners Houston TX 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-10
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S65 Uniform Investment Adviser Law Examination
    1998-08-10
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31
Other Names
  • Greg Todd Lavergne

View on SEC IAPD

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