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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-03-19 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/1994 | Present |
| Bank Of America, N.A. | Century City | CA | 09/2009 | Present |
I*: 2114271 Entity Type: Charitable Name of OBA: Beauty Bus Address: Los Angeles, CA 90066 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025 Number of Hours: 20 mthly Number of Hours during trading: 0 Duties: I will be responsible for increasing the name recognition of Beauty Bus in hospitals in Southern California where they have no presence. I will work to also raise money to fund the expansion and outreach of the charity as they work to make the lives of more terminally ill patients so much more bearable.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-15 |
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