Richard Christopher Garcia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2000 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 12/2009 → Present
  Bank Of America, N.A.
  Atlanta, GA

Other Businesses

I*3091265 Entity Type: Charitable Name of OBA:Atlanta Track Club; Running USA Address:Atlanta Georgia Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:02/01/2026 No Hours: 24 Yearly No Hours during trading:0 Yearly Duties:The ATC promotes running as a healthy lifestyle. I assist the broadcast team to capture video/photo records of events

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-23
• S63 Uniform Securities Agent State Law Examination
  1989-04-07

Other Names

• Rich Garcia