Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-05
GA RA APPROVED 2004-07-29
  • TX RA
    APPROVED_RES
    Since 2011-05-05
  • GA RA
    APPROVED
    Since 2004-07-29

Branch Locations

300 Galleria Pkwy Se, Atlanta, GA 30339 • United States

Blue Ridge, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 07/2000 Present
Bank Of America, N.A. Atlanta GA 12/2009 Present
Other Businesses

I*3091265 Entity Type: Charitable Name of OBA:Atlanta Track Club; Running USA Address:Atlanta Georgia Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:02/01/2026 No Hours: 24 Yearly No Hours during trading:0 Yearly Duties:The ATC promotes running as a healthy lifestyle. I assist the broadcast team to capture video/photo records of events

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-23
S63 Uniform Securities Agent State Law Examination 1989-04-07
  • S65 Uniform Investment Adviser Law Examination
    1993-02-23
  • S63 Uniform Securities Agent State Law Examination
    1989-04-07
Other Names
  • Rich Garcia

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor