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Douglas Charles Houtz

Stifel, Nicolaus & Company, Incorporated

Kalispell, MT

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-08
MT RA APPROVED 2010-11-10
  • TX RA
    APPROVED_RES
    Since 2019-08-08
  • MT RA
    APPROVED
    Since 2010-11-10

Branch Locations

1830 3Rd Avenue East Suite 101, Kalispell, MT 59901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Kalispell MT 11/2010 Present
  • 11/2010 → Present
    Stifel Nicolaus & Co Inc
    Kalispell, MT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-21
S63 Uniform Securities Agent State Law Examination 1989-06-09
  • S65 Uniform Investment Adviser Law Examination
    2001-05-21
  • S63 Uniform Securities Agent State Law Examination
    1989-06-09
Other Names
  • Doug Houtz

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · KALISPELL, MT
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EQUITY SERVICES, INC. · KALISPELL, MT
AMERIPRISE FINANCIAL SERVICES, LLC · KALISPELL, MT
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