David Andrew Roggenkamp

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 05/2017
  Signator Investors, Inc.
  San Rafael, CA
• 05/2017 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2016-05-13 → 2017-05-26
  Signator Investors, Inc.
  Gold River, CA
  San Rafael, CA
• 1997-07-08 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  San Rafael, CA
  San Rafael, CA

Other Businesses

1.Fixed insurance sales. as of 02/15/2017; 2% of time spent during business hours; Investment related. Conducted from branch location. 2.Co-Owner, Germain Roggenkamp Revocable Trust, an entity involved in buying and managing residential real estate in New Meadows, ID, as of June, 2020; 0% of time spent during business hours; Not Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-04-26

Other Names

• David A Roggenkamp