Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-04-16
  • MA RA
    APPROVED
    Since 2013-04-16

Branch Locations

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2010 Present
Other Businesses

1)TIM HAYES,INDEPENDENT INSURANCE AGENT, 39 BRADDOCK PARK #5,BOSTON, MA, 6/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - 1/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 30/TRADING. 08/15/10. 3)AQUITY RESEARCH & INSIGHTS INC, 820 DAVIS ST, STE 502, EVANSTON, IL, 9/28/2017 AS PARTICIPANT IN FOCUS GROUP. INV REL - 2/YR - 0/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-18
S63 Uniform Securities Agent State Law Examination 1989-03-22
  • S66 Uniform Combined State Law Examination
    2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    1989-03-22

View on SEC IAPD

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor