Timothy Patrick Hayes

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2013-04-16

MA RA
APPROVED

Since 2013-04-16

Branch Locations

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	08/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	08/2010	Present

08/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
08/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Other Businesses

1)TIM HAYES,INDEPENDENT INSURANCE AGENT, 39 BRADDOCK PARK #5,BOSTON, MA, 6/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - 1/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 30/TRADING. 08/15/10. 3)AQUITY RESEARCH & INSIGHTS INC, 820 DAVIS ST, STE 502, EVANSTON, IL, 9/28/2017 AS PARTICIPANT IN FOCUS GROUP. INV REL - 2/YR - 0/TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-18
S63	Uniform Securities Agent State Law Examination	1989-03-22

S66 Uniform Combined State Law Examination

2012-12-18
S63 Uniform Securities Agent State Law Examination

1989-03-22

View on SEC IAPD