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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-01-08 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kaplan Financial, Inc. | Wauwatosa | WI | 10/2007 | 12/2018 |
| Homework Learning Center, Inc | Sun Praire | WI | 03/2009 | 12/2018 |
| Wells Fargo Advisors, Llc | Madison | WI | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Madison | WI | 11/2016 | 11/2017 |
| Nationwide Investment Services Corp | Columbus | OH | 12/2017 | Present |
--Position: Board Member Company/Employer: Prodigal Business Systems Location: Milwaukee, WI Start Date: 01/27/2023 Hours Devoted Monthly: 1 Hours During Trading Hours: 0 Investment Related: No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-07 |
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