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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-02-08 |
| ID | RA | APPROVED | 2021-05-17 |
| CA | RA | APPROVED | 2019-08-12 |
| TX | RA | APPROVED | 2019-08-09 |
Branch Locations
74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States
41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States
Green Acres, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | Palm Desert | CA | 08/2014 | 08/2019 |
| Wells Fargo Clearing Services, Llc | Indian Wells | CA | 08/2019 | Present |
RENTAL PROPERTY, INVT RELATED, LA QUINTA, CA, 100% OWNERSHIP, START DATE 8/10/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-22 |
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