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Pasquale Ragosta

Charles Schwab & Co., Inc.

New York City, NY

CRD 1933607

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-10
  • NY RA
    APPROVED
    Since 2022-01-10

Branch Locations

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. New York NY 02/1995 06/2021
Charles Schwab & Co., Inc. New York City NY 10/2021 Present
Charles Schwab Bank, Ssb New York City NY 10/2021 Present
Unemployed Brooklyn NY 07/2021 10/2021
  • 02/1995 → 06/2021
    Fidelity Brokerage Services, Inc.
    New York, NY
  • 10/2021 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    New York City, NY
  • 07/2021 → 10/2021
    Unemployed
    Brooklyn, NY
Previous Registrations
  • 2021-07-08 → 2021-07-09
    Fidelity Personal And Workplace Advisors
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-19
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S66 Uniform Combined State Law Examination
    2009-05-19
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08
Other Names
  • Pat Ragosta

View on SEC IAPD

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Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
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Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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