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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Aiea | HI | 09/1995 | Present |
| Bancwest Investment Services | Pearl City | HI | 06/2000 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Aiea | HI | 05/2017 | Present |
| First Hawaiian Advisors | Aiea | HI | 05/2017 | Present |
(1)Name of Business: First Hawaiian Advisors Address: 98-1071 Moanalua Road, Aiea, HI, 96701, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide investment advice. (2)Name of Business: First Hawaiian Bank Address: 98-1071 Moanalua Road, Aiea, HI, 96701, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/15/1995 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide investment advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-08 |
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