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Shannon Nichole Ingraham

Ubs Financial Services Inc.

Fort Collins, CO

Fort Collins, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2013-01-09
  • CO RA
    APPROVED
    Since 2013-01-09

Branch Locations

3711 John F. Kennedy Parkway Ste 430, Fort Collins, CO 80525 • United States

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Fort Collins CO 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-08
S63 Uniform Securities Agent State Law Examination 1992-06-11
  • S66 Uniform Combined State Law Examination
    2013-01-08
  • S63 Uniform Securities Agent State Law Examination
    1992-06-11
Other Names
  • Shannon N Olson
  • S Ingraham
  • Shannon Nichole Ingraham
  • Shannon Nichole Olson

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
AE WEALTH MANAGEMENT, LLC · Fort Collins, CO
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