Michael Lawrence Leake

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 06/2019
  Oppenheimer & Co
  Plymouth, MI
• 07/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2016-12-16 → 2019-07-05
  Oppenheimer & Co. Inc.
  Plymouth, MI
• 2010-05-06 → 2010-07-12
  Wells Fargo Clearing Services, Llc
  Northville, MI
  Bloomfield Hills, MI

Other Businesses

LIFE INSURANCE, HEALTH INSURANCE, ANNUITY INSURANCE POSITION: Advisor NATURE: Life, Health Insurance.Variable Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2006 ADDRESS: 1370 Flamingo, Wixom MI 48393, United States DESCRIPTION: Recommend suitable products, Fill out paperwork with client, and submit to company.Follow up when necessary.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-13
• S63 Uniform Securities Agent State Law Examination
  1990-04-27

Other Names

• Michael Leake
• Michael Lawrence Leake
• Michael Lawremce Leake