Michael James Shockley

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-19

TX RA
APPROVED

Since 2022-11-19

Branch Locations

5950 Sherry Lane Suite 600, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rgt Wealth Advisors, Llc	Dallas	TX	02/1999	03/2023
Cipw Service Company, Llc	Toronto, Ontario		01/2022	07/2023
Corient	Dallas	TX	11/2022	Present
Corient Services Llc	Miami	FL	07/2023	Present

02/1999 → 03/2023

Rgt Wealth Advisors, Llc

Dallas, TX
01/2022 → 07/2023

Cipw Service Company, Llc

Toronto, Ontario
11/2022 → Present

Corient

Dallas, TX
07/2023 → Present

Corient Services Llc

Miami, FL

Previous Registrations

2014-03-21 → 2023-03-31

Rgt Wealth Advisors

Dallas, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-03-22

S63 Uniform Securities Agent State Law Examination

1989-03-22

Designations

View on SEC IAPD

Current Employers

Corient

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews