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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-27
  • TX RA
    APPROVED
    Since 2007-02-27

Branch Locations

819 Water Street Suite100, Kerrville, TX 78028 • United States

Kerrville, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation San Antonio TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    San Antonio, TX
Other Businesses

(1) STARTING IN 2005 I WILL BE AN NASD ABITRATOR FOR DISPUTE RESOLUTION, ONE LIBERTY PLAZA, 165 BROADWAY, 27TH FL, NEW YORK, NY APPROXIATELY 4 HOURS A MONTH DURING NON TRADING HOURS. PENDING GOLD'S GYM FRANCHISE START FALL 2009 AND NO END DATE. PASSIVE PARTNER, WILL NOT MANAGE FRANCHISE. 4 HRS A MTH, 0 HRS DURING TRADING. (2) NAME OF ENTITY: Neurological Health Foundation ADDRESS OF BUSINESS: 11700 Preston Road Suite 660-109 Dallas, TX 75203 BUSINESS DESCRIPTIONS: Public Charity BUSINESS IS/IS NOT INVESTMENT RELATED: NO PROJECTED START DATE: - 01/22/2016 PROJECTED END DATE: - 01/22/2025 CAPACITY: Board of Directors DUTIES PERFORMED: To Serve on Board of Directors HOURS DEVOTED TO THIS OBA PER MONTH: 02 HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00 (3) NAME OF ENTITY: The Arcadia Live ADDRESS: 717 Water Street Suite 100 Kerrville Texas 78028 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 08, 2026 CAPACITY: Board of Directors DUTIES: Board of Directors - volunteer work HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Texas Association Of Sports Officials ADDRESS: 1221 W Campbell Rd Suite 141 Richardson Texas 75080 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Aug 07, 2026 CAPACITY: Other DUTIES: Texas Association Of Sports Officials - referee HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-28
S63 Uniform Securities Agent State Law Examination 1989-04-07
  • S65 Uniform Investment Adviser Law Examination
    1994-06-28
  • S63 Uniform Securities Agent State Law Examination
    1989-04-07
Other Names
  • Kenneth Watson

View on SEC IAPD

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