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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-09-28
ME RA APPROVED 2022-09-19
TX RA APPROVED_RES 2022-06-23
  • NH RA
    APPROVED
    Since 2022-09-28
  • ME RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED_RES
    Since 2022-06-23

Branch Locations

20 Central Sq, Bridgewater, MA 02324 • United States

47 Brattle St, Cambridge, MA 02138 • United States

316 Pond St, Ashland, MA 01721 • United States

7 Medway Rd, Milford, MA 01757 • United States

433 Washington St, Brighton, MA 02135 • United States

174 University Ave, Westwood, MA 02090 • United States

13 Davis Straits Unit 15, Falmouth, MA 02540 • United States

386 Washington St, Stoughton, MA 02072 • United States

146 Church St, Pembroke, MA 02359 • United States

790 Iyannough Rd, Hyannis, MA 02601 • United States

108 Main St, Medway, MA 02053 • United States

92 Derby St, Ste 123, Hingham, MA 02043 • United States

1744 Centre St, West Roxbury, MA 02132 • United States

843 Washington St, Newtonville, MA 02460 • United States

9 Jfk St, Cambridge, MA 02138 • United States

215 Chauncy St, Mansfield, MA 02048 • United States

1030 Main St, Waltham, MA 02451 • United States

9 Central St, Wellesley, MA 02482 • United States

421 Lincoln St, Hingham, MA 02043 • United States

540 Granite St, Braintree, MA 02184 • United States

1617 Blue Hill Ave, Mattapan, MA 02126 • United States

550 Arsenal St, Watertown, MA 02472 • United States

1364 Beacon St, Brookline, MA 02446 • United States

1111 Lexington St, Waltham, MA 02452 • United States

92 Derby St, Ste 123, Hingham, MA 02043 • United States

670 High St, Westwood, MA 02090 • United States

701 Centre St, Boston, MA 02130 • United States

880 Commonwealth Ave, Boston, MA 02215 • United States

315 Hancock St, Quincy, MA 02171 • United States

21 Boylston St, Chestnut Hill, MA 02467 • United States

173 Chestnut St, Needham, MA 02494 • United States

869 Providence Hwy, Dedham, MA 02026 • United States

7 Channing Rd, Belmont, MA 02478 • United States

776 Beacon St, Newton, MA 02459 • United States

500 Westgate Dr, Brockton, MA 02301 • United States

284 Washington St, Wellesley, MA 02481 • United States

35 Commerce Way, Plymouth, MA 02360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 07/2016 05/2022
J.P. Morgan Securities Llc Boston MA 05/2022 Present
Jpmorgan Chase Bank, N.A. Boston MA 05/2022 Present
  • 07/2016 → 05/2022
    Pnc Investments
    Pittsburgh, PA
  • 05/2022 → Present
    Boston, MA
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
S63 Uniform Securities Agent State Law Examination 1990-03-22
  • S66 Uniform Combined State Law Examination
    2016-09-16
  • S63 Uniform Securities Agent State Law Examination
    1990-03-22
Other Names
  • Mike Klein
  • Michael P Klein
  • Michael P Klein
  • Michael Patrick Klein

View on SEC IAPD

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