Yung Ki Moon

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → Present
  Video Touch
  Glenview, IL
• 01/1989 → 03/2017
  Metlife Securities Inc.
  Schaumburg, IL
• 03/2017 → Present
  Mml Investors Services, Llc
  Buffalo Grove, IL
• 07/2016 → Present
  Massmutual Life Insurance Co
  Buffalo Grove, IL

Previous Registrations

• 2004-03-25 → 2017-03-25
  Msi Financial Services, Inc.
  Buffalo Grove, IL
  Itasca, IL

Other Businesses

NAME: Yung Moon INV REL: Y ADD: 2150 E Lake Cook Rd, suite 555 Buffalo Grove, IL 60089 NATURE:NonMMLIA Insurance Brokerage/Trails from MetLife Fixed Business POSITION: Agent START DATE: 07/03/2017 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-05
• S63 Uniform Securities Agent State Law Examination
  1992-05-12

Other Names

• Yung Moon