James Timothy Lynch

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-04-12

MN RA
APPROVED

Since 2018-04-12

Branch Locations

St. Cloud, MN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Ser	St. Cloud	MN	09/1997	10/2016
Investment Centers Of America	Bismarck	ND	11/2016	11/2017
Lpl Financial Llc	Fort Mill	SC	11/2017	Present

09/1997 → 10/2016

Cetera Investment Ser

St. Cloud, MN
11/2016 → 11/2017

Investment Centers Of America

Bismarck, ND
11/2017 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2016-11-02 → 2017-11-08

Investment Centers Of America, Inc.

Bismarck, ND

Appleton, WI

Appleton, WI

Delano, MN
2014-12-12 → 2016-11-16

Cetera Investment Advisers Llc

St Cloud, MN

Other Businesses

1. 12/18/2018 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Referee - Start Date: 1992 - 0 Hours During Securities Trading - Time Spent 5% - High school wrestling referee.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-12-14

S63 Uniform Securities Agent State Law Examination

1993-12-14

Other Names

Jim Lynch

View on SEC IAPD